Compliance Officer – Buyside recruitment
This role involves working closely with management, the business and middle office to further develop and implement all risk and compliance related initiatives. The compliance team is responsible for maintaining and monitoring the compliance framework, policies and processes in accordance with both the company and MAS regulatory requirements. Furthermore, the compliance manager must be familiar with the Securities and Futures (Licensing and Conduct of Business) Regulations, Securities and Futures (Financial and Margin Requirements) Regulations and Financial Advisers Regulations.
While working with the business, the role will involve identifying program trends, emerging risks, identify program gaps, and share best practices on compliance processes, tools and controls.
The compliance manager will liaise with MAS, and other relevant counterparts, where applicable, to ensure compliance is met. Additionally, the role involves working across departments both locally and internationally within the company to help develop and maintain a compliance culture.
Candidate Profile:
*Be degree holder (diploma holders will be considered)
*Have relevant prior experience in compliance, preferably with an MAS-regulated entity
*Possess strong attention to detail, are self-motivated and able to motivate a team
*Able to investigative skills and ability to analyse and assess issues quickly, with strong communication skills, both written and verbal
