Compliance Officer, Commercial Banking & Treasury services
Responsibilities
- Identifying and evaluating compliance risk.
- Provide advice, guidance and support to ensure that business is conducted in accordance with applicable laws, rules, regulations, codes of practice and standards;
- Mitigate the risk of operational losses ; continually reassess the operational risks associated with the role and inherent in the business ; ensure that local exposure to compliance and regulatory risk is managed
- Report breaches / exceptions up;
- Optimise relations with regulators.
Qualifications skills
- Solid (5 to 7 years) credentials in a similar responsibility, in commercial banking business driven by Swiss regulatory environment: working knowledge of Swiss regulations
- Understanding of the financial services market-place, business awareness and a sound knowledge of regulatory requirements
- Strong interpersonal skills; ability to effectively communicate orally and in writing with executive management and senior industry and regulator individuals.
- Fluent in English, expected German and French
The application file should enclose a complete CV, with personal details, and a motivation letter explaining professional project / objectives.
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