Compliance Officer, Compliance Macquarie Funds Group, Risk Management Group
- Sydney location
- Advance your Funds Management Compliance career
About the role:
Macquarie Funds Group (MFG) is Macquarie Group's funds management business. MFG is a full-service asset manager, offering a diverse range of products including infrastructure and real asset management, securities investment management and fund and equity based solutions. The group had $A343 billion assets under management at 31 March 2013. MFG has been managing assets for pension funds, institutions and retail investors since 1980 in Australia and 1929 in the US (through a predecessor firm of Delaware Investments). MFG has global reach, with a team of over 1,400 staff in Australia, Asia, the UK, Europe and the US.
Risk Management Group (RMG) is seeking to appoint a Compliance Officer to join the compliance team supporting MFG. You will play an important role assisting the business manage regulatory and reputational risks and meeting the various compliance obligations arising for this type of business.
Key responsibilities:
The role will provide the opportunity to assist in the following:
- Maintenance and monitoring of compliance plans
- Preparation of reporting packs to Compliance Committees
- Management of training requirements
- Monitoring of compliance with the personal staff trading policy
- Preparation and lodgement of ASIC forms applicable to Schemes
- Adherence to Macquarie's Compliance framework
- Other ad hoc tasks to support the MFG Compliance team.
About you:
This role provides a great opportunity to establish a career in compliance within the funds management industry. Ideally you will be coming from a Legal or Audit background and be seeking greater involvement in the business. Alternatively you will be coming from the funds management industry and be able to demonstrate a sound understanding of the regulatory environment. You will also:
- possess the ability to work independently, determine priorities and meet deadlines
- have strong interpersonal skills, initiative and an eye for detail
- have excellent, written and verbal communication skills.
About Us:
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
To apply, please follow the links below. For a confidential discussion call Renee Read on 02 8237 6041.
Advertised:
26 Sep 2013 Aus. Eastern Standard Time
Closing date:
25 Oct 2013 5:00pm Aus. Eastern Standard Time
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