Compliance Officer — Compliance Testing, Global Practices/Reporting and Regulatory Management recruitment

RESPONSIBILITIES

Skills

· Degree in law, accounting or finance related subject. Professional qualification in related field is an advantage.

· Min. 5 years experience in compliance, risk, audit or other control function in financial services industry.

· Knowledge of investment products and investment industry market practices.

· Professional maturity and confidence in expressing a point of view with senior management.

· Proven ability to build rapport, garnering respect and appropriately exercise authority in a collaborative cross-cultural environment.

· Past experience building and maintaining key relationships across departments and functions, and establishing a culture of engagement.

· Strong communication and analytical skills.

· Good English writing skills.

· Strong PC computer skills (Excel, Word, Powerpoint, internet etc.)

· Fluent in English, Cantonese. Proficient in Mandarin is an advantage.