Compliance Officer / Deputy MLRO – Corporate / Retail Banking Payments recruitment
This is an opportunity to work with the Global Head of Regulation and Compliance / MLRO to ensure compliance and corporate governance standards are met.
This role will operate as the Global Head of Compliance’s most senior report and will deputise for him day to day, be expected to operate with a high degree of autonomy on the most complex and demanding Compliance projects and activities.
Key responsibilities will include:
- Facilitating the client ‘take on’ process, particularly in the collection and analysis of due diligence material for the client verification process (i.e KYC / CDD processes).
- Responsible for ensuring clients are within legal parameters and are not undertaking money laundering or criminal activities.
- Helping to manage the establishment of new payment routes and establishing their regulatory implications.
- Dealing and escalating payment fraud cases with clients and relevant authorities such as the Police to detect possible suspects.
- Filing and updating reports on Companies House.
- Applying Money Laundering Regulation 2007 and the Payment Services Regulations in particular.
- Conduct compliance monitoring reviews and audits.
- Promote and provide advice on best compliance practice within critical business areas.
May 13, 2012
• Tags: Commercial Banking careers in the UK, Compliance Officer, Corporate, Deputy MLRO, Retail Banking Payments recruitment • Posted in: Financial