Compliance Officer – Financial Planning and Advice – $90
Robert Walters risk management and compliance team is looking to recruit a compliance professional with audit/vetting experience for an opportunity with a major financial planning and advice firm.
Our client is seeking a compliance officer to work as part of a small team of internal auditors with experience working with financial advisers, completing adviser reviews and effectively communication results to all relevant stakeholders. This is an excellent stepping stone into a large financial planning organisation, with the potential to build a career within the well respected compliance function.
Key Responsibilities
Qualifications
For further information or a confidential career discussion, please contact Henry Smith on 0282893131, alternatively email an updated CV to henry.smith@robertwalters.com.au