Compliance Officer – FX & Rates Advisory
Fixed Income Compliance Officer – VP level FX and Rates
This major US investment bank requires a Compliance Officer a VP to Director level to provide real-time Compliance advice to their FX and Interest Rates Trading Floor.
The principal activities of the role will be to provide primary advisory support and relationship management to the London based Fixed Income Foreign Exchange, Rates and Emerging Markets trading business. This is one of the most strategically important divisions within the bank and as a consequence, you will be highly visible within the organisation.
The Candidate:
Previous compliance experience is essential and you should have a strong understanding of foreign exchange and interest rates products. Exposure to these products in an emerging markets capacity would be advantageous as the firm continues to build its presence internationally.
The work is varied and time critical, requiring a good understanding of market structures, products, market abuse regulation, Chinese wall structures, FCA COB rules, and recent UK, EU and US regulatory developments.
You’ll need to be confident dealing with Heads of Business, Senior Traders and Senior Management. You’ll also be called upon to regularly mentoring junior members of the markets advisory team.
In addition, you will also be involved in liaising local Country Compliance Officers across the EMEA region and colleagues in the USA and Asia as well as Legal to identify and manage the regulatory risks associated with specific transactions and the businesses as a whole.
The firm offers and excellent salary and benefits package as well as a highly competitive bonus scheme.
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