Compliance Officer // Global
This extremely flexible opportunity will be focused around advising the business on personnel related regulatory issues, analysis, communication and implmentation of regulation.
Responsabilities:
- Working with the head of the team and colleagues within Compliance and Legal both in EMEA and globally to co ordinate Core Complinace activities.
- Provide Training/ guindance to the Business
- GABRIEL Regulatory reporting
- Ensure appropriate records for FCA Approved Persons and Trainaing Competence.
- Provide input to regular reporting to Senior Managment and Corporate and/or fund boards
Requirements:
- Compliance experiene within an asset managment or investment banking environment
- Experience of FCA regulatory requirements relating to personal account dealing
- Knowledge and awareness of current regulatory landscape for an asset manager
- Experienced knowledge of FCA
Please only apply to this role if you have the above requirements and legally eligble to work in the UK without sponsorship.
Compliance, FCA, Gifts Entertainment, GABRIEL, Training
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