Compliance Officer – Luxembourg recruitment
Role:
The main Compliance tasks will include:
- Understanding Luxembourgish compliance rules
- Creating, monitoring and updating of a Luxembourgish regulatory control system which lists on-going regulatory obligations
- Reviewing the existing compliance Luxembourgish Manual to ensure compliance with Luxembourgish compliance rules
- Monitoring regulatory developments in Luxembourg and providing regular updates to the Head of Group Compliance
- Reviewing and approving marketing documents, research articles and press releases
- Ad-Hoc support as required by the General Counsel and the Head of Group Compliance
Requirements:
For this challenging position we are looking for a legally trained compliance officer/lawyer (approximately 2 to 5 years qualified). Experience with regulatory laws and regulations and Luxembourgish rules are a pre-requisite.
Further, you are a service and quality orientated person with strong analytical and communications skills, goal orientated and able to collaborate to effectively implement new procedures.
Fluency in both English and Chinese is required.
To apply, please send your CV in Word version to compliance@carltonseniorappointments.com
Keywords: Compliance, Bank, Chinese, Finance, Compliance officer, Legal, Law, Regulations