Compliance Officer (part-time)
The successful candidate will be registered as CF10 11 with the FCA and assume responsibility for all compliance duties within the organisation. This will include a strong focus providing compliance-related advice to the business.
Requirements
- Proven track record in compliance gained at a senior level
- Currently hold (or have recently held) the CF10 11 controlled functions, or have operated at a comparable level of seniority in a larger firm
- Be focused on providing business-focused compliance solutions
- Experience of dealing with AIM listed firms (preferred but not essential)
- Knowledge of equity / equity linked structures (preferred but not essential)
The current requirement is for someone to be able to commit to 2 days per week, although this may increase, on occasion, due to the demands of the business.
Please forward your details to giles.remmington@cordium.com or contact me on 0203 141 9635 for a confidential discussion.
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