Compliance Officer (Regulatory Reporting/Data Analyst) recruitment

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Compliance Officer (Regulatory Reporting/Data Analyst)              

Responsibilities:

• Daily assessment of LT Reporting and Large Positions to monitor speculative limits of Exchange. 

• Coordinate futures and swaps regulatory reporting matters related to USA regulations around the globe.

• Prepare various regulatory reports related to positions in futures and swaps.

• Interact with Regulators on Reporting matters to address current, and proposed, rules and regulations.

• Assist others in Legal, Compliance and AML, globally, with information requests and regulatory issues.

• Perform UAT and other systems which are work-related to new products and new operational initiatives as directed by Head of Compliance for Region.

• Assist to position Compliance as a business partner to facilitate business in accordance with all relevant rules and requirements.

• Participate in working groups to provide input in issues or requirements in relation to new Dodd Frank related requirements.

• Assist in the training of staff within NUSA in relation to rules and regulations, focusing particularly on weaknesses identified by the Compliance Program.

• Assist in dealing with breaches of rules and regulations and procedures.

• Assist with exchange and regulatory enquiries and investigations.

• Proactively position company for regulatory changes and new developments.

SKILLS AND EXPERIENCE NEEDED:

• Previous Compliance or related Operations experience

• Experience in implementing monitoring systems and performing various monitoring tasks, including desk reviews.

• Awareness of derivatives and securities products. 

• Familiarity with GMI.

• Ability to work under own initiative and experience when targets and tasks are set.

• Good written and verbal communication skills.

• Ability to analyze complex issues and problems.

• Ability to use and analyze computer programs to enter and search data