Compliance Officer – Securities recruitment
Compliance Officer - Securities
An exceptional opportunity has arisen to join this well regarded global Securities firm as a Compliance Officer in Hong Kong.
Our client has a strong presence in Asia and has been providing brokerage services in the region for over 15 years. Due to continued business expansion in Asia, they are now looking for a Compliance Officer to join this exciting team.
In this role you will be responsible for all general compliance and risk management affairs including sanctions surveillance, licensing, trade surveillance, monitoring in Regulatory procedures, compliance review, regulatory report and advising the Senior Management in developing the Compliance systems. You will need to liaise and provide compliance advice to Senior Management to external parties. The role will report directly to the Regional Head of Legal and Compliance based in Singapore
To be a successful candidate, you will have at least 3 years' compliance experience in a Securities firm and preferably with Securities Institute qualification but not essential. You will have excellent communication skills to liaise with internal team members and external regulators.
- Fantastic Career Development within a Global Securities Firm
- Competitive Compensation Package
- A great opportunity to gain knowledge within the brokerage services
For more information, please contact Robert Conway or Jenny Yeung on 852 2973 6333 or e-mail robertconway@taylorroot.com.hk or jennyyeung@taylorroot.com.hk
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
