Compliance Officer- Surveillance
Role: Compliance Officer- Surveillance
Company: Tier 1 Investment Bank
Location: City of London
Salary: Upto £45,000
A tier 1 investment bank is looking for a surveillance officer to join their team. The role will be focussed across products giving candidates a lot of exposure. The role will offer a lot of support and clear career progression.
Responsibilities include:
-Conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal e-communication policies.
- Follow established global policies, procedures and minimum standards requirements for monitoring and sample testing activities.
- Be able to undertake configured and customised electronic communication monitoring using Bloomberg (e.g. SSRT, MCMP) and Compliance Now functionality.
Requirements:
Candidates must be from an Investment Bank or an exchange, must have at least 1 years surveillance experience, must have experience of using Actimize or SMART
If this role is of interest or you know somebody that may be suitable please call me on 02034650110
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