Compliance Officer | Top German Bank recruitment
About Our Client
The firm is one of the largest banks in Germany and has a global presence. The compliance team is looking to expand given its increased operations in the region
Job Description
To assist the branch in managing the Compliance (i.e., Markets Compliance, AML, Anti-Fraud and Sanctions) requirements set out in
- Relevant law and regulations
- Global policies set forth and the standards communicated by HQ
- Facilitate compliance of the entity with applicable banking and securities laws, regulations, and internal guidelines regarding Markets Compliance, AML/CFT, Anti-Fraud and Sanctions.
- Assist to analyse on a regular basis the business activities in the location in order to assess the existing Compliance risks
- Provide Management assurance by continuously testing adherence to Compliance rules.
- Prepare regular and ad-hoc reports to HQ and local management on the performance of compliance activities as well as on detected compliance breaches and shortcomings
The Successful Applicant
Work Experience:
- 2 years experience in Compliance or a relevant field
- 4 years overall Financial Industry experience
Further qualification/skills:
- Good knowledge and understanding of the local regulatory framework
- Experience with Asian cross-border regulatory issues is a strong asset
- Familiarity with the product and client type portfolio of the branch is an asset
- Knowledge of at least one Asian language/ dialect (fluent in reading and writing) is an asset
- Generally strong communication skills
What's on offer
Top tier bank, good stability, good exposure to business, attractive career prospects
Apply for this job
Apply online using the Apply button below or phone Mark Li on + 65 6533 2777 quoting jobref H1391840
July 19, 2012
• Tags: Compliance, Compliance Officer | Top German Bank recruitment, Legal careers in the Singapore • Posted in: Financial