Compliance Officer (Wealth Management) recruitment

The Company
Client is a European assets management firm.

The Role
The overall function is to work closely with the management to provide support in all risk and compliance related matters.

You are required to act as a Compliance Officer to maintain the risk and compliance framework and compliance matrix, policies and procedures relevant the company. You would need to liaise with MAS, and European counterparts to ensure compliance are met.

You are required to assist the management to perform compliance management, which includes monitoring compliance policies, processes and procedures by various departments/stakeholders. You need to assist to promote a compliance culture within the Firm, in the development and education of employees for the Firm related to Compliance initiatives, in ensuring cooperation with all inspections or investigations, including, providing responses to all requests for documents and other information.

You will be working cooperatively with all other departments locally and internationally within the Firm to help develop and maintain a compliance culture, including, but not limited to, responding to other departments' requests for assistance or information, as appropriate. You will assist in corporate secretarial/board support, in organising director and management education with regards to new or changes in legislation or rules that will impact the company or the obligations and liabilities of Board members and Management.

Your Profile
The successful compliance officer will be a degree holder, preferred disciplines in Law or Accounting/Business Administration. Diploma holders will be considered. You will have relevant prior experience in compliance, preferably with an MAS-regulated entity. You will be adept with Microsoft Office (Word, Excel, Power point), has strong attention to details, and is self-motivated and able to motivate a team. You will have good investigative skills and ability to analyse and assess issues quickly, with strong communication skills, both written and verbal.

Apply Today
Please send your resume, in WORD format and quote reference number AT8964, by clicking the apply button. Please note that only short-listed candidates will be contacted.