Compliance recruitment
Duties:
Conduct and manage due diligence eg on foreign investment restrictions, trading restrictions, disclosure obligations, exchange rules and regulations and maximising of tax efficiency
* provide strategic advice for optimal execution of investments
* review agreements with counterparties and other operating agreements
* instruct and manage external advisers
* conduct business impact analysis
* handle regulatory applications and reports
* forewarn, advise and maintain communications with stakeholders
* put in place a system, process, procedures to assure and monitor compliance
* prepare risk and compliance reports
Experience:
You will ideally have 8+ years experience, with 4+ years in a legal and compliance function within a securities or other financial institution, with knowledge of securities and derivatives laws and regulations, and experience in international investments.
Marks Sattin (Singapore) Pte Limited, Recruitment Licence Number: 09C3453
