Compliance / Risk Management Executive
Our Company:
Guotai Junan International Holdings Limited (Stock code: 1788) (the "Group") was established in March 2010. It is a subsidiary of Guotai Junan Securities Company Limited, ("Guotai Junan"). Guotai Junan is one of the largest securities houses operating in the PRC, whilst our Group is operating in Hong Kong.
Leveraging on the Group experience in the international capital market and a thorough understanding of the national intelligence of the PRC, we will uphold our service commitment of "Integrity, Client Focus, Expertise, Innovation" and deliver comprehensive and quality securities and financial services to clients.
Responsibilities:
- To identify issues of Listing Rule compliance, accounting matters and disclosure matters;
- To review prospectus, other listing documents, checklist and other records of due diligence documents prepared by Execution team;
- To review documents in corporate finance transactions;
- To provide compliance, accounting and other professional support to the execution team;
- Assist management to monitor the internal compliance of corporate finance transactions.
Requirements:
- At least 1 years working experience in handling IPO and/or financial advisory transactions;
- Knowledge in the Listing Rules ;
- CPA or university degree in accounting/ law preferred;
- Good communication, analytical and problem solving skills; and
- Proficiency in both written and spoken English and Chinese is required, fluency in Putonghua is essential.
We offer an attractive remuneration package to the right candidate. Interested parties please forward your full resume with availability, expected salary to hr@gtjas.com.hk or send it to 27/F., Low Block, Grand Millennium Plaza, 181 Queen’s Road, Central, Hong Kong.
(Data collected will be kept strictly confidential and used for recruitment purpose only.)
Leave a Reply
You must be logged in to post a comment.