Compliance Surveillance Analyst
The successful applicant will be working within the Compliance Surveillance team and will have the responsibility for reviewing, analysing and investigating the alerts that have been generated. Alerts will be targeted for market abuse scenarios as well as other potential breaches of company policy.
Your responsibilities will include:
- Reviewing/monitoring communications that have been generated by employees by instant messenging, emails and other communication channels.
- Reviewing/monitoring multi asset class trading activity of the company
- Conducting investigations on the back of the alerts, including further electronic and voice communications retrievals, liaison with Advisory Compliance, HR and Legal and interviewing of front office staff
You will have:
- Previous Compliance surveillance experience within an investment bank/commodity trading house
- Good analytical abilities, diligent approach, good communication skills and a good knowledge of the regulatory environment.
For more information, please contact Tim Rust:
- Tim.Rust@MarlinSelection.com
- 0207 960 0230
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