COMPLIANCE TESTING
Our client is a major global financial services provider engaged in investment banking, private banking and investment management services with an extensive international presence. To cope with their business expansion, they are seeking an experienced professional to join them.
An integral member of the compliance team involved in the establishment and execution of the risk based compliance testing performed in the country level for the corporate and retail banking business. Support in establishing effective and optimal test plans. Identify all relevant risk indicators together with their inherent risk rating. Participate in compliance testing review planning and test program developing. Execute the test program and document the test detail and result at required standard. Assess the risk level of exceptions identified and communicate effectively with the related parties. Propose solutions and help process owner develop corrective action plan. Support or perform a valuation review and validation and formal report issuances. Lead or support in reviewers and monitor test progress test results, adequacy of controls.
To qualify for the position, you should be a University graduate with a minimum of 5 years experience in financial services industry or professional firm in compliance, audit, and risk area. Strong communication and interpersonal skills. Problem solving. Balanced approach to business issues specially from a compliance perspective.
Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2078.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)
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