Compliance Testing Officer
Responsibilities:
* Conduct compliance monitoring and testing.
* Annual risk assessments.
* Annual policy and procedure reviews/revisions and development of new policies and procedures, where applicable.
* Monitoring all regulatory changes, including communicating new requirements, and assisting in creating/revising policies and process to meet new requirements.
* Personal trading surveillance activities; on-boarding of new employees, maintenance of watch/restricted list, disposition of violations and maintenance of surveillance system.
* Compliance training.
Must possess:
* Strong knowledge of commercial banking and U.S. banking laws and regulations (FED).
* Minimum of 5 years bank compliance experience.
* Audit background a plus.
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