Compliance Vice President recruitment
A global private wealth management business which is part of a blue chip financial services group is looking to recruit a Compliance Vice President to work in their Compliance Advisory team. The position will report directly into the Head of Compliance for the Private Wealth Management business and include contributions to global product areas with a UK base, such as hedge funds.
This role encompasses most areas within a compliance position and the daily duties will include:
- Providing advice to the business on compliance related topics
- Representing compliance in the new product approval process
- Approving marketing materials and financial promotions
- Evaluating and advising on areas to protect the business from money laundering and other financial crime
- Designing and performing compliance monitoring surveillance controls
- Providing training on compliance issues
- Maintaining expertise on new regulatory developments
- Ensuring policies and procedures are updated on a timely basis
This is a real powerhouse of a company who continue to do well despite the challenging financial times we face. The role is varied and interesting and would provide a fantastic platform for someone to really make a difference to the company. It is essential that candidates have demonstrable experience of working for FSA regulated firms. Ideally this will be within the wealth management arena but candidates with strong transferable skills from similar financial services backgrounds will be considered.
This is a great opportunity to join a global player in a senior position and work in a challenging environment where you’ll have a chance to use and improve upon your current experience
If you feel you have the right skills and would like further information please don’t hesitate to submit your details for this exciting position.