Compliance VP/Director – Markets (Sales&Trading) – Bulge Bracket – Regional Exposure – Team Leader recruitment
Based in Singapore, you will reports to regional head and join a team of ten compliance officers.You will provide advice on markets products of Equity, Fixed Income, Commodity, Futures, Investment Banking and Research. You will be responsible for the central compliance functions, like the licensing, surveillance and desk review. You will also work closely with the sale trading team to make sure all the activities are in compliance.
You will have the opportunity to manage a team of 3 compliance officers and work closely with the regional compliance leader. You will also operate as the deputy head of compliance and manage the general compliance matters while the regional head of compliance is absent.
Desired Skills:
• You should have decent knowledge of markets products and already holds a VP level role with a large bank. You must be confident to take on a deputy head of compliance responsibility.
• You must also have excellent interpersonal skills and communication skills
Our client offers reasonable work-life balance and friendly working environment. Contact me immediately with your updated CV at compliance@connectedgroup.com for more details. We regret that only shortlisted candidates will be notified.