Compliance Zhuhai, Morgan Stanley Bank International China (MSBIC), Analyst/Associate
Position Description
Morgan Stanley Bank International China (MSBIC) is currently looking for an industry professional to join their China Compliance team at Associate level. Candidates with more experience will be considered at Associate level.
Based in Zhuhai (ZH) and reporting to MSBIC Head of Compliance, this role will be responsible for these core responsibilities:
- Anti-Money Laundering (AML). Identify risk areas or conduct independent KYC compliance reviews and monitoring under management guidance. Be the key contact person with regulators regarding AML issues. Responsible for regular internal and external AML reports, coordinate on AML committee meetings etc.
- Advisory. Monitor and receive regulatory notices and new rules on daily basis. Summarize the regulatory requirements and follow up with the business on implementation. Advise employees on internal policies and external regulatory requirements.
- Regulatory interaction. Manage relationships with regulators mainly in Zhuhai, such as CBRC, PBOC and SAFE, ensuring that communication with the regulators are open and constructive. From time to time, this role may also need to communicate with the regulatory offices in Beijing.
- Regulatory inspection. Support MSBIC Head of Compliance in coordinating regulatory on-site inspection.
- Compliance projects. Assist MSBIC Head of Compliance in compliance projects, and serve as Secretary for the Related Party Transaction and Compliance Committees.
Skills Required
- A solid understanding of commercial banking regulatory and compliance requirements in China.
- At least 1-2 years of relevant compliance experience in commercial banks with a substantial business presence in China.
- Strong organizational skills and team spirit.
- Effective written and oral communication skills in both English and Mandarin.
- Attention to detail.
Leave a Reply
You must be logged in to post a comment.