Conduct Risk- Banking

CONDUCT RISK SPECIALISTS REQUIRED FOR LARGE BANKING GROUP!

· Understand the requirements of drive the implementation of Conduct Strategy Client Effectiveness initiatives as they pertain to Financial Markets
· Act as central liaison point for Financial Markets on all matters relating to implementation of multiple initiatives within the Conduct Strategy programme
· Attendance to CB wide Conduct Strategy working groups, representing and driving FM position interest, providing effective feedback to key stakeholders within the business and support functions
· Central co-ordination of programme work and input between e.g.:
· FM Business stakeholders (Desk Heads, Business Managers),
· Initiative CB leads driving implementation for CB
· Business/Support Partners including BUCF, Compliance, Operations IT
· Facilitate and drive conduct risk gap analysis on existing front to back processes, procedures, metrics,.SLAs etc that exist for FM across each of the Conduct Strategy initiatives
· Together with CB wide colleagues/initiative leads, devise coordinate plans actions to embed conduct strategy within FM BAU processes, procedures associated MI.
· Cross liaison with Change resource to ensure programmes in flight capture conduct risks and associated mitigating actions

PSA or Banking Conduct Risk/ Policy background prefered

May 16, 2013 • Tags:  • Posted in: Financial

Leave a Reply

You must be logged in to post a comment.