Consulting Group Capital Markets Funds CCO
Position Description
The Consulting Group Capital Markets (CGCM) Funds is a mutual fund complex with assets under management between $6 and $7 billion. The mutual fund complex has a portfolio of 11 funds with 23 sub-advisers. The CCO for the CGCM Funds is responsible for the following:
• Oversight and maintenance of a full Investment Company Act of 1940 compliance program for the Funds;
• Ongoing, extensive due diligence on all sub-advisers and major service providers, including the Funds' custodian/administrator/accounting firm, transfer agent, pricing vendors, and proxy voting vendors;
• Quarterly and ongoing compliance reporting to the CGCM Funds board of trustees;
• Non-voting participation in several Fund committees, including the valuation committee;
• Keeping up-to-date on new rules and regulations affecting mutual funds; and
• Leading various initiatives relating to ongoing, new and revised regulations and other related matters.*LI-KR
Skills Required
The ideal candidate should possess the knowledge of appropriate regulatory rules. The candidate should possess strong analytical, communication and interpersonal skills, and have the maturity and ability to work independently and interact effectively with senior management of sub-advisers and service providers. The successful candidate will interact frequently with senior management and member of the board of trustees.
Extensive experience (5+ years) with Investment Company Act of 1940. Candidate should also have experience conducing due diligence of sub-advisors and service providers.
Leave a Reply
You must be logged in to post a comment.