Control Room

One of the world’s most recognised investment banks is looking to recruit an AVP or VP (depending on experience) into their market leading compliance function.

Based in London, this well-recognised European player is regarded for its belief in learning, development and internal career progression. The role’s conception is a result of the bank’s continued growth and the need to expand their compliance function in line with their growing EMEA presence.

You will be able to break down complex issues, assess regulatory risk and recommend appropriate actions to help deliver the global Control Room team’s objectives, projects and initiatives. Working closely with the Private Side, you will provide accurate and consistent advice to business areas covering a range of regulatory and reputational issues.

The ideal candidate will:

• Have previous experience working in an Investment Bank Control Room, specifically with Watch Lists and Restricted Lists, Information Barriers and Research clearance, conflicts of interests, disclosures and independence issues.

• Have experience advising on Corporate Banking/Investment Banking product lines.

This is a great opportunity to join one of the markets leading teams, with real opportunities to develop and progress. The exposure to advisory work is unique and can offer candidates the genuine opportunity to move into a permanent advisory position.

To find out more information on the above role or for a confidential discussion of the market please contact Tom Warren on 0203 465 0110.

Hays Investment Banking Compliance are London's market leading compliance recruitment team, using search and selection techniques for Advisory; Monitoring; Surveillance; Regulatory Developments Affairs; Central Compliance; Control Room and Head of Compliance mandates.

We recruit across all levels and have a proven record of Director/ED/MD placements, particularly with top tier Investment Banks.
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Hays Financial Markets is a standalone entity within Hays Plc, focussed exclusively on supplying the best talent in the market to FCA regulated client base within London, operating across 17 boutique internal businesses.

We have over 140 expert consultants operating across these businesses who are individually aligned to vertical market sectors and specialised in their focus towards these client groups; such as Investment Banking, Retail Banking, Investment Management and Brokerage.

May 1, 2015 • Tags:  • Posted in: Financial

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