Control Room Assistant
Opportunity working for an international bank in Control room
Key Duties:
Helping prevent and detect the misuse of unpublished price sensitive information through (a) the administration and monitoring of the bank’s Chinese Wall procedures.
Ensuring compliance with specific securities laws and/or bank policy relating to trading and research restrictions through administration and publication of the bank’s Restricted List and associated securities monitoring.
Helping detect, escalate and manage potential conflicts of interest between different divisions of the bank through administration of the intra-divisional conflict clearing process and clearing of the bank’s research product.
12 months compliance experience preferred
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