Control Room Assistant (Compliance) recruitment
Responsibilities include:
Assist with the review and approval of financial promotions and research.
Review and approve PA Dealing requests.
Act as main contact for routine Takeover Panel information requests.
Assist with the management of conflicts of interest, Chinese Wall crossings, insider and restricted lists, and project work.
July 3, 2012
• Tags: Capital Markets careers in the UK, Control Room Assistant (Compliance) recruitment • Posted in: Financial