Control Room Compliance, 6-month contract recruitment
- Reputable Global Bank
- Great Career Opportunity with Immediate Start Date
- Competitive Compensation Package
You will handle core control room responsibilities which include maintaining restricted/grey/confidential lists, monitoring wall crossing activities and issues, reviewing research reports and advising on pre-clearing as well as managing conflicts of interest.
To qualify, individuals must possess:
- Immediate availability
- Legal or Compliance background preferred
- Good understanding of Investment Banking and Research related compliance
- Experience in working with ECM business i.e. MA/IPOs, origination and syndicate desk
Contact Kimberly Chien on (852) 3101 3066 or APPLY NOW by clicking the button below quoting reference number KC18573. www.ambition.com.hk
Data provided is for recruitment purposes only.
January 1, 2012
• Tags: 6 Month Contract recruitment, Capital Markets careers in the Hong Kong SAR, Control Room Compliance • Posted in: Financial