Copy of Regional VP/Director Equities Compliance recruitment
Main Duties
- Main compliance support for the equities business, providing risk based practical commercial advice on regulatory and policy issues, development of new markets/products and providing training.
- Alternative support for Sales and Trading front office professionals.
- Regulation and policy advice and training to the business. This includes assisting with the interpretation and practical application of MAS regulations and applicable laws.
- Conduct monitoring and review programmes for the Singapore regulated entities.
You will be a:
Degree educated individual with a good understanding of financial products in the banking industry and at least 10 years of compliance or related experience. I am keen to see individuals with a proven track record in Equities Compliance. You must also have operated within the Asian complaince arena previously.