Core Compliance
Leading financial institution based in the City of London is looking for someone to join their successful and expanding core compliance team.
Institution
The institution is a leading firm within the City, working with a number of major exchanges, and within a range of OTC markets. The company uses its global reach in order to create truly robust risk management structures for a range of markets. They work across OTC credit swaps, interest rate derivatives and commodities, as well as listed commodities and derivatives, FX and fixed income markets.
Opportunity
The opportunity is as part of a strong team of compliance professionals responsible for keeping abreast of regulatory and compliance matters affecting the business of the company, and providing suitable advisory support. Solid experience in compliance, legal, or post trade environment including a good understanding of the compliance issues impacting market infrastructure is a must, due to the wide exposure to different areas of compliance, including monitoring, training and policy development.
Individual
Candidates with previous knowledge of compliance reviews and monitoring would be considered an asset. Candidates MUST also have knowledge of European and/or US rules and regulations (current and forthcoming) relating to clearing. They should also be comfortable working in a team and interacting with stakeholders at all levels.
This is a great opportunity to join one of the predominant financial institutions in the City of London. The role is a strong platform for learning, offering a varied role and exposure across a number of markets. If you are interested in hearing more, or know somebody that may be suitable, please get in touch. We offer £250 for successful referrals.
Leave a Reply
You must be logged in to post a comment.