Corporate Compliance Manager Job

Corporate Compliance Manager (Job Number: 1209000)

Description

The Corporation's Compliance Management program requires each business unit to establish appropriate compliance and regulatory controls based on the identification of specific business line related compliance requirements. The incumbent will use his/her specific regulatory and compliance knowledge to assist the business sectors and lines of business in adopting appropriate compliance standards. The incumbent will be responsible for managing a number of compliance specialists.

Qualifications

The qualified candidate will have at least 15 years of successful line of business, operations management, and compliance-related assignments required. Proven ability to influence others, particularly at the senior management level. Strong interpersonal skills, management skills, oral (public speaking) and written communication skills, analytical skills, and project management skills. Knowledge of corporate policies, the regulatory environment, and factors influencing both the business and regulatory environments in which the Corporation operates are required. Outstanding ability to manage a staff and numerous projects simultaneously. Knowledge of the BNY Mellon organization, with familiarity in asset management, asset servicing, broker/dealer, Investment Company, large scale processing, cash management. Knowledge of key business and staff and control areas (Audit Risk Review, Risk Management, Finance, Human Resources, and Legal) as well as the workings of governmental regulatory agencies is required. Should have an MBA or JD or equivalent degree.

Primary Location: United States-USA-New Jersey-Jersey City
Internal Jobcode: 29618
Job: Audit/Compliance/Risk
Organization: Pershing-HR06361

May 16, 2013 • Tags: , • Posted in: Financial

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