Corporate Finance
The Investment Banking division of one of the most prestigious banks in the world requires a Compliance Officer at Manager or VP level to provide advice to their MA, ECM, DCM and Corporate Banking division.
As corporates throughout Europe continue to seek sophisticated and integrated banking coverage, this role sits at the heart of their advisory business, ensuring compliance standards are upheld throughout the deal-making process.
The Role:
You will be expected to get involved wherever needed in the wide variety of work in the department, which includes:
* Dealing with a wide variety of ad hoc requests and initiatives
* Research, development and updating of global and local policies and procedures
* Involvement in a variety of short and long-term projects
* Surveillance and monitoring
* Assisting with information responses to FSA queries
* Training development and organisation, including division-wide annual training and targeted departmental training
* Gifts and entertainment issues and policy development/ rules of the road
* Deal team separation procedures
* The role includes substantial liaison with bankers, the Business Unit Managers, Technology, Control Room, Central Conflicts Legal.
The Candidate:
* University Degree
* A minimum of 3 years experience in Compliance with a strong understanding of the UK regulatory framework
* A good understanding of the regulation affecting the Private Side or Investment Banking Advisory business.
* A passion for getting things right
* The ability to challenge the front office business in a discreet and tactful way that ensures the bank upholds its regulatory obligations at all times
* An ambitious interest in developing your career
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the TC's, Privacy Policy and Disclaimers which can be found at hays.co.uk
Leave a Reply
You must be logged in to post a comment.