Cross-border Compliance Advisory
A leading Investment Bank is looking for compliance professional to join their compliance advisory division. This is a senior role, offering candidates autonomy, and the opportunity to make their mark on the compliance department and build out the framework themselves. They will be working across the business, advising on the regulatory risk associated with the bank’s international activities.
The Institution
The bank is a well-regarded institution, with a considerable deal flow, and they are considered to be a leader in their chosen markets. They have recently undergone considerable restructuring, and are in an enviable financial position moving forward.
The Opportunity
The role itself is as a senior advisory officer, lending advice across the bank on all matters relating to their corporate financing business. Based on the trading floor, the role will cover queries from across the corporate finance corporate banking business, offering wide exposure across the bank and a cross different products. The candidate will provide advice on sales and trading issues, compliance policies and procedures, and regulatory developments, alongside compliance risk reviews and project work.
The Candidate
Candidates must have previous Investment Banking experience either in Corporate Finance compliance or in cross border regulatory/compliance activities, due to the senior nature of the role. Solid understanding of banking products and the associated regulatory frameworks is also necessary. This is an exciting opportunity for candidates who are prepared to shoulder responsibility; however, this autonomy is not to discredit the warm and collaborative team spirit that runs through the compliance department.
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