DCM Compliance Advisor recruitment
My client a wholesale bank are recruiting for an experienced private side Debt Capital Markets Compliance Advisory officer on a contract basis. The contract will initially be for 6 months which will then be reviewed. This is a role within their private side advisory team reporting in to the head of Advisory. The team have an excellent relationship with the front office and have a great deal of business buy in to compliance.
Key product knowledge required
Securities (Bonds, CP, EMTN’s etc)
OTC interest rate and FX derivatives
Inflation linked products
Structured deposits
Structured investment products
EMTNs
Economic research
Secondary Loan Trading
Foreign Exchange
For this role you should possess previous experience in a Compliance advisory role for some of the product areas above.
Excellent knowledge of FSA rules, and their practical application, with particular strengths on sales practices, client suitability issues, Chinese Walls and information handling and retail client requirements.
This role is offered on an initial 6 month contract with the view to extend dependant upon performance. My client are paying a very generous rate for the right candidate. They would like someone to start ASAP. If you require any further information please call Stephen Borner on 02034650110.