DCM Compliance Officer
Role: Debt Capital Markets Compliance Advisory
Bank: Tier 1 Investment Bank
Location: Canary Wharf
Salary: Upto £130,000
A leading Tier 1 Investment Bank is looking for a debt capital markets compliance expert. The role will cover fixed income, loans and DCM. The role is working in a well established team with wide exposure across the bank and too senior management.
Role:
Provide oral and written general compliance and transactional advice to the Fixed Income and Global Capital Markets Divisions on compliance policies and procedures and relevant UK laws, rules and regulations. Participate in the New Product Approval process for relevant business areas, providing compliance advice and sign off on transactions.
Engage with senior business management across the Fixed Income and Global Capital Markets Divisions providing them with regulatory advice, appropriate management information and compliance support with respect to the regulatory aspects of the business they operate.
Requirements:
Candidates for this role MUST have compliance advisory experience, MUST have worked in DCM compliance advisory previously, MUST have a strong academic background
If this role sounds of interest or you know somebody that may be relevant please get in touch on 02034650110
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