Deputy Head of Compliance recruitment

My client an Investment Bank based in the city and they are currently looking for a Deputy Head of Compliance and also a good working backround within the Wholesale and Capital Markets. The person will have good exposure to Compliance including strong knowledge of AML and Financial Crime

The responsibilities of this role will include:
Implement a Compliance monitoring program, documenting and reporting the findings.

Carry out reports and in the case of non-compliance escalate to the Head of Compliance.

Act upon areas of weakness as found in the compliance review and to see it's implementation to ensure these are rectified.

Working in close laison with Head of Compliance to ensure the business is working in close conjunction with the regulatiors. 

Assist in investigating fully areas of concerns and reporting where appropriate.

Educate colleagues on the policies, procedures, laws and regulations on their impact on the business and provide advice where necessary.
 
Ensure that all approved persons are correctly Trained, Qualified and registered with the FSA by overseeing a training and competence regime.
 

Key skills required:
 
Broad knowledge of financial markets and expertise in major product areas and financial services
 

Thorough understanding of the regulatory framework
 

Experience in a Compliance position with direct exposure to Anti Money Laundering (AML)