Deputy Head of Control Room

A large European Investment Bank based in the City is looking for compliance professional with control room experience to join their expanding team. The team is currently 9 strong, with a good mix of experience and youth, from a variety of backgrounds.

Opportunity

The role offers candidates the opportunity to join a strong and thriving team of compliance professionals, responsible for maintaining the regulatory procedures separating the public and private sides.

Candidates will be involved in maintaining Watch and Restricted Lists, regulating Chinese Walls, clearing research, developing systems and monitoring regulatory and compliance matters affecting the business of the company.

Individual

Candidates with previous knowledge of Control Room activities would be considered an asset. Candidates must also have knowledge of European and/or US rules and regulations (current and forthcoming) relating to Control Rooms. They should also be comfortable working in, and supervising a team and interacting with stakeholders at all levels.

February 10, 2015 • Tags:  • Posted in: Financial

Leave a Reply

You must be logged in to post a comment.