Deputy Head of PWM Compliance recruitment
Are you seeking the next step in your career? Looking to join an organization where you can visualize your career path and be a senior stakeholder within a business?
Our client is one of the world’s most prestigious and renowned Private Wealth Management organizations in the world. They have a truly global presence and currently their Hong Kong office has an exciting opportunity for an experienced PWM Compliance specialist.
In this role you will be supporting the North Asia and Asia Pacific Regional Head of Compliance in liaising with Business Stakeholders and driving a strong compliance framework and model out to the business. This is an exciting opportunity and will see the successful applicant be succession planned and groomed into more senior positions within the business. You will be responsible for the day-to-day management of the team ensuring that the compliance team is consistently producing high level of work and training and development of the team is there in order to succession plan for the business.
In this role you will be responsible for liaising with regulatory authorities; coordinate regulatory inspections and / or investigations; identify and control compliance risks and implementing monitoring measures where required; provide training on compliance issues and promote compliance awareness within the business; approve or arbitrate on new products and services; manage and lead the compliance team in North Asia.
To assume this position you will possess a minimum 10+ years compliance experience; strong focus in PWM or PB Compliance; experienced in working in Hong Kong Compliance and exposure to dealing with the HK Regulators; Proven leadership capabilities and strong communication skills across all levels.
If you fit the above description please email your resume in Word Doc format to Cindy.Yau@connectedgroup.com