Director
A unique opportunity to work for one of the most respected and prestigious names in Private Banking has arisen based in the City of London.
Looking for a Director for core compliance, and reporting into the Head of Core Compliance, this organisation offers the successful applicant exposure to all aspects of wealth management and experience to all areas of core compliance. Directly deputising the Head of this organisation is renowned for its culture.
Responsibilities include:
Supporting the business with client complaints
Reviewing and approving the organisations financial promotions
Executing the companies monitoring plan
Undertaking thematic reviews across the business
Registrations
Reporting and presenting to key business stakeholders
Ad hoc projects
This organisation highly encourages its employees and has a real focus around personal development programmes. It is known for rewarding its employees with market-lead and performance-related remuneration packages. With an extremely good compliance culture you would be joining a well-established team who all look to continuously improve and seek innovative ideas from working collaboratively together.
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