Director
Investigo are representing a leading global Bank in their search for a Director within Internal Controls.
The business continues to strengthen its internal control capabilities as a powerful means of developing a more holistic approach to managing and mitigating operational risk and addressing growing customer, shareholder and regulatory expectations in this field.
The jobholder will play a key role in supporting the Global Head of Internal Control in the designing, implementing and managing an upgraded internal control framework that promotes a strong self-assessment culture and ownership by the business on a global scale.
The job holder will be responsible for:
- Creating and managing the regional, cross product corporate internal control team based primarily in the UK. This team will be responsible for ensuring consistent adoption and application of the internal control framework, developing any required MIS, and reporting on the control performance to senior management.
- Work closely with the regional internal control leads across our various locations in order to ensure a standard and consistent approach is in place for on-going assessment and integrity of the control environment.
- Establishment of a self-assessment/attestation framework
- Developing the Internal control framework and guidelines, working closely with Business aligned Internal Control heads, Audit, Operational Risk and Finance SOX and ensure that it is consistently embedded within the business units.
- Ensure a consistent control testing framework operates
- Review the quality and consistency of the implementation of the Control framework across business areas and international locations
- Establish consolidated control reporting and ensure consistency, quality, completeness and accuracy of control reporting
- Co-ordinate the establishment of a consistently applied framework across all the business units
- Interact with the key framework stakeholders – Business aligned Internal Control heads, Operational Risk, Audit, Finance (SOX), Legal and compliance
- Build up a strong global internal control governance infrastructure which ensures appropriate Governance oversight is embedded in each business area around the management of Issues, observations, testing, incidents and tracking
- Oversee the management of the central Audit support team who are responsible for Tracking, monitoring progress, reporting on and challenging the status of all Open audit observations
- Management oversight of common control issues impacting all business areas
- Benchmark existing control environment against best practices. Development of action plan with owners and accountability to close control gaps
Please email mark.mcloughlin@investigo.co.uk for more information
Leave a Reply
You must be logged in to post a comment.