Director APAC FICC Compliance Manager
- Regional coverage of futures
- Top tier banking institution
- Must have extensive futures
A top tier global banking institution is seeking a Director APAC FICC Compliance professional to join their team in Singapore. This is a fantastic opportunity to join a prestigious organisation and head up their futures and options compliance team for the region.
Responsibilities:
- Review regulatory developments and assess impact to business strategy
- Providing appropriate analysis for business to accommodate regulatory changes
- Conduct research to the businesses in relation to new products, services and jurisdictions and obtain relevant authorisations
- Assisting with compliance piece of new business projects that may arise periodically
- Monitoring of trading activity by brokers and participants
- Work with the Senior Director to assess risks to the business and rise to management for treatment as appropriate
- Handle day to day enquiries from futures and options front office and sales teams
- Provide compliance inductions and manage compliance training schedule for all staff
Skills/Requirements:
- 7-10 years of regulatory experience based at an investment bank, brokerage, regulated exchange or other equivalent financial services firms
- Practical experience of OTC derivatives and fixed income products
- A proven ability to close projects on time and within budget
- Ability to interact at all levels within the group
- Provide technically sound and unambiguous advice to relevant stakeholders
- Strong communication, organisation and co-ordination and
- Gravitas, credibility and solid technical expertise
Contact Matthew Ng on (65) 6854 5623 or APPLY NOW by clicking the button below or email to resume@ambition.com.sg quoting reference number MYN24539 www.ambition.com.sg.
EA Registration Number: R1108941
Data provided is for recruitment purposes only.
Business Licence Number: 200611680D. Licence Number: 10C5117.
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