Director, Audit (USA) (Treasury) Job recruitment

Director, Audit (USA) (Treasury)-709684

Description
Corporate Audit Services, the Internal Audit function within Capital One, is a dedicated group of audit professionals focused on delivering top quality assurance services to the organization-s Audit and Risk Committee. The CAS department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. CAS professionals are experienced, well-trained and credentialed, and operate within a highly collaborative team environment to deliver value added opinions and recommendations. In addition, the CAS vision of Innovate Continually, Perform Brilliantly, and Set the Standard create a dynamic and challenging atmosphere for both personal growth and professional opportunity.

This Director of Audit for Treasury and Capital Markets will direct an advanced level professional internal audit work. This will include managing and conducting operational, financial and compliance audit projects; providing major input to the development of the annual audit plan and providing training; and coaching and supervising the internal audit staff. You will maintain all organizational and professional ethical standards, work independently under general supervision and exercise some latitude for initiative and independent judgment.

Responsibilities:
- Manage internal audit staff responsible for auditing capital markets and finance functions as well as other diverse lines of business and specialty areas. Provide major input to audit engagement planning and fieldwork, as well as identification, development and documentation of audit issues, and recommendations for their improvement.
- Provide subject matter expertise in the areas of capital markets, and related treasury functions.
- Manage the implementation of audit procedures, including, but not limited to identifying and defining issues, reviewing and analyzing evidence, and documenting auditee processes and procedures. Oversee the identification and evaluation of Capital One risk.
- Assist the Vice President/Managing Vice President in the planning, organizing, directing and monitoring of internal audit operations and have staff management responsibilities including hiring, training, and evaluating staff, and taking corrective action.
- Manage the implementation of audit procedures, including (but not limited to) identifying and defining issues, reviewing and analyzing evidence, and documenting auditee processes and procedures, and prepare value added audit reports.
- May manage up to 4 people

Qualifications
Basic Qualifications
- Bachelors Degree in accounting, finance, economics or related fields.
- 10 Years experience in internal audit (can be combined with Big Four external Audit experience), with 4 years specific experience in auditing capital markets and treasury.
- 8 Years experience in capital markets and treasury, in the large banking, financial services industry or serving large banks in a professional services firm.
- 8 Years experience in supervisory or project management role including experience managing audit engagements

Preferred Qualifications

- Deep subject; large financial services experience; and extensive capital markets and treasury functions.
- Advanced Degree in Accounting, Finance, Economics, Information Systems or Business Administration.
- Professional certification in an audit related field such as a CIA, CPA, CIDA or CFA.

- Strong, effective communicator (verbally and in writing) with executive management, and external parties.
- Demonstrated success establishing and maintaining strong working relationships with all levels of associates, management and external parties.
- Demonstrated success managing and directing audit associates to deliver a value-added assurance function.
- Senior leadership experience in driving change in one's own function.
- Respected, natural team leader and proven ability to develop associates.
- Ability to drive budget and performance improvements

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
No agencies please. Capital One is an equal opportunity employer committed to diversity in the workplace. We promote a drug-free work environment. We emphasize recruiting, hiring, and retaining the most qualified candidates and providing them with the opportunity to meet their potential. We provide an environment where differences lead to solutions.
J2W:CB

J2W:LI

Job : Audit, Risk Management and Security
Primary Location : United States-Virginia-McLean-Northern VA-McLean Campus (19050)
Schedule : Full-time
Travel : Yes, 10 % of the Time

Job Posting :
Unposting Date :