Director Bank Regulatory Compliance Officer recruitment
Responsibilities:
• Develop comprehensive policies, procedures and other compliance risk controls to ensure ongoing compliance with applicable laws, regulations, rules, standards and guidelines
• Develop and manage compliance training programs to ensure adequate knowledge and understanding among personnel of firm policies, procedures and regulatory requirements.
• Apprise management of significant compliance risks and potential breaches of regulation or policy.
• Interface with relevant bank regulatory agencies to address ongoing information requests as part of the continuous supervision program of the Federal Reserve Bank of New York and NYS Banking Department
• Coordinate the target examination process of the bank’s businesses by the FRBNY and NYSBD, including the preparation of responses to initial FDL information requests, arrangement of meetings with personnel and follow-up inquiries during exams.
• Track the status of management corrective actions in response to bank regulatory examination issues.
• Support the Director of Bank Regulatory Compliance in furtherance of broader Compliance Department initiatives
Requirements:
• 10+ years audit/examiner experience within the Fed / NY State Examiner's office / large international bank
• In-depth knowledge of all or specific aspects of Bank Regulatory Compliance and Bank Regulatory Supervision
• Experience with interfacing with relevant bank regulatory agencies and addressing ongoing information requests
• A self starter who possesses excellent organizational and communication skills.
• Bachelor’s degree required
For immediate consideration, please forward resume and contact details to: info@ashtonlanegroup.com
Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit www.AshtonLaneGroup.com
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