Director, Business Risk and Compliance, Global Markets recruitment
Responsibilities
- Drive the implementation of an appropriate compliance and risk management program for global markets business, by identifying and managing key risk areas with main stakeholders
- Work closely with compliance specialists from group and country level to identify all regulatory requirements, support business in complying with compliance plan, and ensure breaches and incidents are escalated in a timely manner
- Undertake compliance and risk assessment and approval for new business initiatives, products or processes and update relevant risk profiles to include new risks and issues for areas of responsibility
- Provide leadership, guidance and training to promote a positive and committed compliance and risk culture and keep abreast of risk best practice and competitor practices
Requirements
- University graduate in any related disciplines
- At least 10 years of experience in compliance and/or risk with investment banking
- Sound knowledge of risk practices and regulatory requirements for equities and equity derivatives
- A strong leader and project manager with excellent influencing skills
- Work well under pressure with good problem solving skills
- Fluency in both spoken and written English is essential with proficiency in Chinese an advantage
Interested parties please send your updated resume in WORD format with current and expected salaries (quoting Employer Ref:) to banking@aimHigher.com
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March 30, 2011
• Tags: Business Risk and Compliance, Director, Equities careers in the Hong Kong SAR, Global Markets recruitment • Posted in: Financial