Director, Business Supervision and Control Officer recruitment
Responsibilities:
-Manage, develop and oversee business controls for GBAM in China as part of the GBAM COO organization
-Identify areas of potential operational and control risk in all GBAM front office business activities (including all supervisory responsibilities, approval processes, client onboarding, data management, occupancy resiliency, expense controls, operational risk, vendor management, governance, etc) and establish mitigations
-Ensure that local control processes and procedures are consistent with regional and global standards
-Manage self-identification and/or subsequent remediation of audit and regulatory issues
-Partner closely with senior management, compliance and other control partners to develop strategies, tools and reporting capabilities to strengthen current processes associated with supervision and control
-Work with Compliance and Legal, as appropriate to update policies and procedures to reflect changes in regulatory rules
Requirements:
-Ability to influence across the organization to drive efficiencies and improved supervisory and control framework
-Deep understanding of the business units products, services and processes
-Extensive industry experience
-Strong analytical, communication and management skills