Director, Compliance Officer, Fixed Income, Currencies & Credit
Title: Director, Fixed Income, Currencies Credit, Treasury
Your role:
- Provide compliance coverage and advice for - Fixed Income, Currencies Credit, Treasury ("FIC" “TRE”)
- Coordinating with other Compliance Officers within the region in respect of FIC TRE
- Review NPC proposals in respect of FIC TRE
- Ensure business line is updated with relevant HKMA, SFC and HKEx rules and regulations, and market practices
- Manages Compliance projects related to HKMA/Banking Ordinance requirements applicable to FIC TRE
- Handle customer complaints for FIC TRE
- Ensure there is an effective compliance monitoring plan in place
- Provide staff training on current compliance issues to staff
- Assist in dealing with KYC and AML issues in relation to FIC TRE.
Your Profile:
- University graduate
- 8 years work experience with a minimum of 5 years related or relevant experience in banking or securities compliance.
- Excellent communication skill with strong written and verbal abilities
Application Procedures:
Interested parties please send the below to:
- Cover letter
- A full resume (specifying the class of honor or GPA attained)
- Contact details
- Availability
- Stating the Reference No. Position Title on the email
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