Director, Compliance recruitment

My Client is a leading global investment bank who offer the full suite of investment banking activities in Asia including ECM, DCM and MA/IPO work. Following a period of stability for the bank in recent years, my client are now looking to add an experienced Compliance professional to their existing Equities Advisory Compliance team.   

An opportunity has arisen for an experienced Compliance professional to join the Compliance Advisory team based in Hong Kong covering their Equities business. This is an opportunity to join a leading organisation who place a large amount of emphasis on their governance functions and who are committed to the long term development of their Compliance function. As a result, the successful candidate will be joining at the outset of a period of growth for the function and be involved in its strategic development and expansion.

The successful candidate will be able to demonstrate:

• Knowledge and understanding of the Compliance landscape within an Investment Banking environment.

• Knowledge and practical experience of Compliance relating to an Equities business particularly Equity Derivatives.

• Experience of operating in an Advisory capacity and of managing senior stakeholders from within the business.

• Experience of interacting with all relevant regulatory bodies.

• Highly developed communication skills, excellent interpersonal skills with the ability to influence at a senior management level. Fluency in an additional Asian language is an advantage.

If this position is of interest, please contact Ross Campbell of Barclay Simpson for a confidential chat on +852 2546 2955 or e mail your resume to rjc@barclaysimpson.com