Director FX and Rates Compliance Advisory
- Top tier investment bank
- Advisory to fixed income sales and trading
- Regional role
A top tier investment bank is seeking a Director FX and Rates Compliance Advisor to join their team in Singapore. This is an exciting opportunity to take on a regional based role at a prestigious global bank.
Responsibilities:
- Provide advice fixed income sales, trading, research and investment banking business units on all regulatory and policy issues
- Monitor, analyse, and interpret new rules and regulations, and identify and address any gaps between existing processes and new regulatory requirements
- Participate in industry initiatives relating to new regulations and other issues
- Draft policies and procedures and advisory bulletins
- Conduct Compliance training regarding new and existing regulations and policies
- Assist in preparing responses to regulatory inquiries from regulators
- Coordinate with colleagues in Legal, Compliance and other control groups on initiatives including surveillance, risk assessments, testing, and audits.
To qualify, individuals must possess:
- 8 or more years fixed income compliance advisory experience in a trading floor environment covering FX or rates products
- Strong working knowledge of MAS or HKMA regulations relevant to the fixed income business
- Strong analytical, problem-solving and organizational skills
- Sound judgment and strategic thinking skills
- Superior interpersonal, verbal, and written communication skills
- Ability to simultaneously manage various issues and projects in a fast-paced and high-performance environment
- Ability to work with colleagues and clients effectively at all levels of the organization
Contact Vi Linh Ha on (65) 6854 5602 or APPLY NOW by clicking the button below or email to resume@ambition.com.sg quoting reference number VLH24895 www.ambition.com.sg.
Data provided is for recruitment purposes only.
Business Licence Number: 200611680D. Licence Number: 10C5117. EA Registration Number: R1114869
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