Director of Portfolio Compliance recruitment
The team is responsible for monitoring client, regulatory and internal investment guidelines on the firm’s system throughout EMEA.
Your main responsibilities will be:
• Managing the processes for bringing on any new accounts or any making changes to existing accounts.
• Developing robust processes/procedures.
• Producing management information on all account activity.
• Monitoring work allocation and delivery.
• Managing your team and engaging with global teams to ensure a consistent service.
• Overseeing any process or system enhancements.
• Investigating any pre trade violations or investment restriction overrides.
• Investigating and resolving and post trade violations.
• Overseeing account coding and onboarding activities, identifying any coding issues during the process.
• Conducting test executions and overseeing any outsourced testing.
You will have previous experience of trade/portfolio Compliance monitoring within the Asset Management Industry. The role will expose you to a wide variety of global regulatory regimes and jurisdictions presenting you the opportunity to develop your knowledge in these areas. This role provides the chance join an established, professional and competitive business that will undoubtedly push your career to the next level.
For more information, please contact denis.carey@elginwhite.co.uk 020 7 300 73 73